What direct costs buyers and sellers of the securities would incur when buying and selling?
Q. I need an explanation on what direct costs buyers and sellers of the securities (e.g. bonds, options, and shares) would incur in buying or selling of these securities? Hope this question be answered entirely. Thanks.
Asked by Mundane - Mon Aug 24 04:35:28 2009 - - 2 Answers - 0 Comments
A. In trading, there are explicit (direct) and implicit (indirect) trading costs. Direct costs are readily discernible and include commissions, taxes, stamp duties, and fees. Implicit costs cannot be measured easily, but are real. They include the bid-ask spread, market or price impact costs, opportunity costs, and delay costs (slippage costs).
Answered by EidelmanCapital.com - Mon Aug 24 10:26:00 2009
Q. I need an explanation on what direct costs buyers and sellers of the securities (e.g. bonds, options, and shares) would incur in buying or selling of these securities? Hope this question be answered entirely. Thanks.
Asked by Mundane - Mon Aug 24 04:35:28 2009 - - 2 Answers - 0 Comments
A. In trading, there are explicit (direct) and implicit (indirect) trading costs. Direct costs are readily discernible and include commissions, taxes, stamp duties, and fees. Implicit costs cannot be measured easily, but are real. They include the bid-ask spread, market or price impact costs, opportunity costs, and delay costs (slippage costs).
Answered by EidelmanCapital.com - Mon Aug 24 10:26:00 2009
What is the function of the Securities and Exchange Commission?
Q. 1.What is the function of the Securities and Exchange Commission? 2. What are some of the advantages of mutual funds? 3. What are some of the ways an investor can diversify investments to reduce risk of loss? 4. Why are debentures considered riskier than other types of bonds?
Asked by Sara - Mon May 5 22:04:00 2008 - - 1 Answers - 0 Comments
A. 1. To protect investors and to prevent securities fraud 2. Diversification: spreading the risk over multiple companies rather than buying just the stock of one company, buying a fund that invests in both stocks and bonds (balanced funds) and having the ability to buy several stocks in a single fund without paying multiple trading commissions 3. Asset allocation: buying both stocks and bonds, some large company investments, some small company investments, some for value, some for growth some in different sectors and in different countries 4. Debentures pay fixed interest over long terms of 10-40 years - the interest may be too low and you may not get a good return on your investment or the interest may be too high and the company is… [cont.]
Answered by Latrice T - Mon May 5 22:21:41 2008
Q. 1.What is the function of the Securities and Exchange Commission? 2. What are some of the advantages of mutual funds? 3. What are some of the ways an investor can diversify investments to reduce risk of loss? 4. Why are debentures considered riskier than other types of bonds?
Asked by Sara - Mon May 5 22:04:00 2008 - - 1 Answers - 0 Comments
A. 1. To protect investors and to prevent securities fraud 2. Diversification: spreading the risk over multiple companies rather than buying just the stock of one company, buying a fund that invests in both stocks and bonds (balanced funds) and having the ability to buy several stocks in a single fund without paying multiple trading commissions 3. Asset allocation: buying both stocks and bonds, some large company investments, some small company investments, some for value, some for growth some in different sectors and in different countries 4. Debentures pay fixed interest over long terms of 10-40 years - the interest may be too low and you may not get a good return on your investment or the interest may be too high and the company is… [cont.]
Answered by Latrice T - Mon May 5 22:21:41 2008
How to download historical data for a list of securities?
Q. On Yahoo!Finance it seems like historical data can be dowloaded to a spreadsheet only one stock at a time. How do I download historical data for a list of securities contained in a watchlist? Anyone knows of other financial sites that would have this feature?
Asked by mrt - Mon Apr 7 16:45:25 2008 - - 1 Answers - 0 Comments
A. You can use softwares like. PROWESS , CapitalLine etc and also for indian markets you can use nse website
Answered by Shail Mehta - Tue Apr 15 11:14:42 2008
Q. On Yahoo!Finance it seems like historical data can be dowloaded to a spreadsheet only one stock at a time. How do I download historical data for a list of securities contained in a watchlist? Anyone knows of other financial sites that would have this feature?
Asked by mrt - Mon Apr 7 16:45:25 2008 - - 1 Answers - 0 Comments
A. You can use softwares like. PROWESS , CapitalLine etc and also for indian markets you can use nse website
Answered by Shail Mehta - Tue Apr 15 11:14:42 2008
How to get past all windows vista securities?
Q. If all of the securities settings are active on a windows vista network what can you do to get around them? The right click, most of the control panal, command prompt to system32 folder, and regedit are all disabled. The hidden adminstrator account is active but the user name and password have been changed. Any suggestions?
Asked by What? - Thu Feb 5 15:27:28 2009 - - 1 Answers - 1 Comments
A. Deactivate User Account Control... Start->Control Panel->User Accounts->Turn User Account Control on or off. Just turn the off, then you won't be getting stupid pop-ups when you want to install or delete something.
Answered by Markus - Thu Feb 5 15:32:31 2009
Q. If all of the securities settings are active on a windows vista network what can you do to get around them? The right click, most of the control panal, command prompt to system32 folder, and regedit are all disabled. The hidden adminstrator account is active but the user name and password have been changed. Any suggestions?
Asked by What? - Thu Feb 5 15:27:28 2009 - - 1 Answers - 1 Comments
A. Deactivate User Account Control... Start->Control Panel->User Accounts->Turn User Account Control on or off. Just turn the off, then you won't be getting stupid pop-ups when you want to install or delete something.
Answered by Markus - Thu Feb 5 15:32:31 2009
Where do you take exams for insurance and securities licensing?
Q. I was hoping to take the licensing to sell insurance and securities. I was wondering where to go for information.
Asked by Amanda T - Wed Aug 1 21:55:52 2007 - - 2 Answers - 0 Comments
A. You would need an NASD series 7 and 66 (63 if you dont want to do RIA work), in order to sit for the tests, you would need to be sponsored by a member firm (hired by a brokerage firm). Once employed, you would have minimum monthly production requirments to meet or risk termination. The NASD establishes the testing sites, when you are ready to sit for one of them, contact the firm you are employed by, the registrations department will open a "window" (90 day period) for you to take the test, and an 800 number to call to find a local testing site and schedule a time. Insurance licensing is handled by the individual state you reside in. Check your state's website. Go to the Insurance area, and check on the producer & licensing services… [cont.]
Answered by KevK - Wed Aug 1 22:09:32 2007
Q. I was hoping to take the licensing to sell insurance and securities. I was wondering where to go for information.
Asked by Amanda T - Wed Aug 1 21:55:52 2007 - - 2 Answers - 0 Comments
A. You would need an NASD series 7 and 66 (63 if you dont want to do RIA work), in order to sit for the tests, you would need to be sponsored by a member firm (hired by a brokerage firm). Once employed, you would have minimum monthly production requirments to meet or risk termination. The NASD establishes the testing sites, when you are ready to sit for one of them, contact the firm you are employed by, the registrations department will open a "window" (90 day period) for you to take the test, and an 800 number to call to find a local testing site and schedule a time. Insurance licensing is handled by the individual state you reside in. Check your state's website. Go to the Insurance area, and check on the producer & licensing services… [cont.]
Answered by KevK - Wed Aug 1 22:09:32 2007
What is fair value accounting and how is it related to the accounting for trading securities?
Q. Can anyone tell me: What is fair value accounting and how is it related to the accounting for trading securities? Thank you!
Asked by The_cold_heart_87 - Tue Apr 27 05:44:03 2010 - - 2 Answers - 0 Comments
A. In the futures market, fair value is the equilibrium price for a futures contract. This is equal to the spot price after taking into account compounded interest (and dividends lost because the investor owns the futures contract rather than the physical stocks) over a certain period of time. The "fair value" quoted on TV refers to the relationship between the futures contract on a market index and the actual value of the index. If the futures are above fair value then traders are betting the market index will go higher, the opposite is true if futures are below fair value...
Answered by Tom Z - Tue Apr 27 08:52:04 2010
Q. Can anyone tell me: What is fair value accounting and how is it related to the accounting for trading securities? Thank you!
Asked by The_cold_heart_87 - Tue Apr 27 05:44:03 2010 - - 2 Answers - 0 Comments
A. In the futures market, fair value is the equilibrium price for a futures contract. This is equal to the spot price after taking into account compounded interest (and dividends lost because the investor owns the futures contract rather than the physical stocks) over a certain period of time. The "fair value" quoted on TV refers to the relationship between the futures contract on a market index and the actual value of the index. If the futures are above fair value then traders are betting the market index will go higher, the opposite is true if futures are below fair value...
Answered by Tom Z - Tue Apr 27 08:52:04 2010
Is it possible to find a job with a securities/investment banking firm with no degree?
Q. I am currently pursuing a degree in Finance and live in a mid-size market. Do firms hire people with work experience, but no investment/securities experience?
Asked by Ian - Thu Mar 15 12:28:06 2007 - - 3 Answers - 0 Comments
A. If you marry the boss's daughter?
Answered by Sgt 524 - Thu Mar 15 12:31:51 2007
Q. I am currently pursuing a degree in Finance and live in a mid-size market. Do firms hire people with work experience, but no investment/securities experience?
Asked by Ian - Thu Mar 15 12:28:06 2007 - - 3 Answers - 0 Comments
A. If you marry the boss's daughter?
Answered by Sgt 524 - Thu Mar 15 12:31:51 2007
What would happen if there is a run of US Treasury securities?
Q. What if China Japan and all countries that own US treasury securities would want to cash in their investment within a very short period of time. What would happen then? will it be regarded as a ponzi scheme like the famous one we have been hearing about? will the US officialy become the world's biggest bankruptcy? It's scary to think of it, but what would happen?
Asked by My Alias - Wed Mar 18 13:18:15 2009 - - 2 Answers - 0 Comments
A. It'll mean that the great depression would be child's play. Lawlesness, rioting, and catastrophic breakdown of government services would follow. We will become like the countries we read about and see news about on TV, not a pretty sight. We may even have a second civil war.
Answered by jack sparrow - Wed Mar 18 13:35:08 2009
Q. What if China Japan and all countries that own US treasury securities would want to cash in their investment within a very short period of time. What would happen then? will it be regarded as a ponzi scheme like the famous one we have been hearing about? will the US officialy become the world's biggest bankruptcy? It's scary to think of it, but what would happen?
Asked by My Alias - Wed Mar 18 13:18:15 2009 - - 2 Answers - 0 Comments
A. It'll mean that the great depression would be child's play. Lawlesness, rioting, and catastrophic breakdown of government services would follow. We will become like the countries we read about and see news about on TV, not a pretty sight. We may even have a second civil war.
Answered by jack sparrow - Wed Mar 18 13:35:08 2009
How does a problem with less than 0.2 % of worldwide securities cause a worldwide economic downturn?
Q. Some Basic FACTS! National Foreclosure filings for 2008 1.84% (actual foreclosures are much lower) Less than 10% of worldwide securities (other than securities in the USA) back US mortgages. Overall that means less than 0.2% of the worldwide securities is poorly affected by the US Housing crunch. So how is the worldwide economic crunch caused by the US Housing market? BTW: The actual number is lower depending on how you look at it.
Asked by Explect - Wed Feb 18 14:46:52 2009 - - 4 Answers - 0 Comments
A. That's because the economy was doing fine until Paulson stole 700 billion dollars, they bailed out failed businesses, and decided to steal another 8 trillion dollars from the American people. that's my guess as to why the economy is in bad shape. It's just like this "terrorism" threat. Don't look in the closet, there might be a boogey man. Same thing but on an economic angle, all they need is the media saying "Oh my god I can't believe how many lazy worthless b&^*#& don't have jobs! What a calamity! Please Obama do something!
Answered by Philosopher - Wed Feb 18 14:53:47 2009
Q. Some Basic FACTS! National Foreclosure filings for 2008 1.84% (actual foreclosures are much lower) Less than 10% of worldwide securities (other than securities in the USA) back US mortgages. Overall that means less than 0.2% of the worldwide securities is poorly affected by the US Housing crunch. So how is the worldwide economic crunch caused by the US Housing market? BTW: The actual number is lower depending on how you look at it.
Asked by Explect - Wed Feb 18 14:46:52 2009 - - 4 Answers - 0 Comments
A. That's because the economy was doing fine until Paulson stole 700 billion dollars, they bailed out failed businesses, and decided to steal another 8 trillion dollars from the American people. that's my guess as to why the economy is in bad shape. It's just like this "terrorism" threat. Don't look in the closet, there might be a boogey man. Same thing but on an economic angle, all they need is the media saying "Oh my god I can't believe how many lazy worthless b&^*#& don't have jobs! What a calamity! Please Obama do something!
Answered by Philosopher - Wed Feb 18 14:53:47 2009
What happened to the 34B in securities confiscated at the Italian border?
Q. Last year and the two that had them. Where did they come from & where did they go , both the securities & the two fellows with the money? That's funny Adam , thanks I needed a laugh but i was asking about money. I'm still laughing
Asked by Robert T - Sun Jun 6 21:50:57 2010 - - 4 Answers - 0 Comments
Q. Last year and the two that had them. Where did they come from & where did they go , both the securities & the two fellows with the money? That's funny Adam , thanks I needed a laugh but i was asking about money. I'm still laughing
Asked by Robert T - Sun Jun 6 21:50:57 2010 - - 4 Answers - 0 Comments
If a brokerage firm goes bankrupt can you lose your money that is in securities?
Q. So say you have more money in securities than the SIPC will cover, you still shouldn't lose that money should you? Because each security is a partial ownership in a company that is not affiliated with the brokerage firm that just went bankrupt. You just use that brokerage firm to buy the security for you. I'm just kind of confused by this, so any help would be appreciated.
Asked by matt - Mon Oct 19 18:04:59 2009 - - 4 Answers - 0 Comments
A. If your brokerage goes bankrupt you still hold those securities. When you buy IBM you get a confirmation number - the brokerage is not holding that. You are ok. Now rest easy. Anyway, brokerage firms are not going anywhere - they are making pretty good money these days with all the day trading going on. /
Answered by Judy - Mon Oct 19 18:09:56 2009
Q. So say you have more money in securities than the SIPC will cover, you still shouldn't lose that money should you? Because each security is a partial ownership in a company that is not affiliated with the brokerage firm that just went bankrupt. You just use that brokerage firm to buy the security for you. I'm just kind of confused by this, so any help would be appreciated.
Asked by matt - Mon Oct 19 18:04:59 2009 - - 4 Answers - 0 Comments
A. If your brokerage goes bankrupt you still hold those securities. When you buy IBM you get a confirmation number - the brokerage is not holding that. You are ok. Now rest easy. Anyway, brokerage firms are not going anywhere - they are making pretty good money these days with all the day trading going on. /
Answered by Judy - Mon Oct 19 18:09:56 2009
Can the Treasury Secretary refuse to issue US Treasury Securities?
Q. Like if the Congress appropriates money and needs to borrow money, can the US Treasury refuse to issue the securities to finance Congress?
Asked by Mr. X - Thu Mar 4 17:01:34 2010 - - 1 Answers - 0 Comments
A. The Treasury Secretary indeed has the power to refuse to issue Treasury Bonds!
Answered by defender - Fri Mar 5 20:01:50 2010
Q. Like if the Congress appropriates money and needs to borrow money, can the US Treasury refuse to issue the securities to finance Congress?
Asked by Mr. X - Thu Mar 4 17:01:34 2010 - - 1 Answers - 0 Comments
A. The Treasury Secretary indeed has the power to refuse to issue Treasury Bonds!
Answered by defender - Fri Mar 5 20:01:50 2010
Should I withdraw cash from my Etrade securities account?
Q. I have around 20K in my ETrade securities account. Now that there are talks of Etrade going bankrupt, should I withdraw cash from my securities account? I am *not* a US citizen.
Asked by Geeky - Tue Nov 13 03:47:58 2007 - - 4 Answers - 0 Comments
A. Your assets are protected by FDIC and SIPC. See link.
Answered by neoplop - Tue Nov 13 03:51:55 2007
Q. I have around 20K in my ETrade securities account. Now that there are talks of Etrade going bankrupt, should I withdraw cash from my securities account? I am *not* a US citizen.
Asked by Geeky - Tue Nov 13 03:47:58 2007 - - 4 Answers - 0 Comments
A. Your assets are protected by FDIC and SIPC. See link.
Answered by neoplop - Tue Nov 13 03:51:55 2007
what happen to the securities that you own if the brokerage house bk?
Q. what will happen to my $$$, stocks, bonds, and option that I own if the brokerage bankrupted? Are they going to give me back my securities and $$$?
Asked by Reece Mak - Tue Jun 15 16:38:26 2010 - - 2 Answers - 0 Comments
Q. what will happen to my $$$, stocks, bonds, and option that I own if the brokerage bankrupted? Are they going to give me back my securities and $$$?
Asked by Reece Mak - Tue Jun 15 16:38:26 2010 - - 2 Answers - 0 Comments
6. Interest on Treasury securities is not taxable at the state level, whereas interest on municipal securities
Q. 6.Interest on Treasury securities is not taxable at the state level, whereas interest on municipal securities is not taxable at the federal level. What is the reason for this feature?
Asked by finance.three - Mon Feb 11 21:10:20 2008 - - 2 Answers - 0 Comments
A. I think you can find the answer in your text book...try reading it.
Answered by artillerygirl01 - Mon Feb 11 21:38:41 2008
Q. 6.Interest on Treasury securities is not taxable at the state level, whereas interest on municipal securities is not taxable at the federal level. What is the reason for this feature?
Asked by finance.three - Mon Feb 11 21:10:20 2008 - - 2 Answers - 0 Comments
A. I think you can find the answer in your text book...try reading it.
Answered by artillerygirl01 - Mon Feb 11 21:38:41 2008
What is the rate of interest set by Fed Res Board as the weekly average yield On the US treasury Securities ?
Q. My loan will re adjust to a rate that is equal to 3.75% + the rate of interest set by the Federal Reserve board as the weekly average yield US Treasury Securities adjusted to a constant maturity of 5 years. What will the new interest rate be?
Asked by James T - Tue Dec 16 18:51:13 2008 - - 1 Answers - 0 Comments
A. 5.25% 5 year is now 1.5%
Answered by Robert M - Fri Dec 19 10:26:17 2008
Q. My loan will re adjust to a rate that is equal to 3.75% + the rate of interest set by the Federal Reserve board as the weekly average yield US Treasury Securities adjusted to a constant maturity of 5 years. What will the new interest rate be?
Asked by James T - Tue Dec 16 18:51:13 2008 - - 1 Answers - 0 Comments
A. 5.25% 5 year is now 1.5%
Answered by Robert M - Fri Dec 19 10:26:17 2008
What are government backed securities and how "safe" are they?
Q. My financial adviser recommended moving my money market account to one backed by government securities. What do you think about this? Is there a better alternative? This is IRA money and I don't think I want to take a penalty by withdrawing it (I am not 59 1/2 yet) and I don't know what a safe rollover would be. Any suggestions?
Asked by youngatheart - Mon Sep 29 11:26:33 2008 - - 3 Answers - 0 Comments
A. You asked this a week ago, a lot has changed since then. The federal government has now guaranteed money market funds/accounts. So, the principal is completely safe. Government securities are as safe as you can get. But, you can lose money. Please understand this. You are wise not to withdraw your funds from your IRA. The penalties are big and you need the money for retirement anyways. It's a toss up on which is better since both are very safe these days. I will not try to determine what investment is good for you, I will assume that you and your financal planner have determined this. The only other suggestion that I have for you is to get a financial planner that has a CFP (Certified Financial Planner) designation. Get one that is fee-ba [cont.]
Answered by Brian - Tue Oct 7 01:34:17 2008
Q. My financial adviser recommended moving my money market account to one backed by government securities. What do you think about this? Is there a better alternative? This is IRA money and I don't think I want to take a penalty by withdrawing it (I am not 59 1/2 yet) and I don't know what a safe rollover would be. Any suggestions?
Asked by youngatheart - Mon Sep 29 11:26:33 2008 - - 3 Answers - 0 Comments
A. You asked this a week ago, a lot has changed since then. The federal government has now guaranteed money market funds/accounts. So, the principal is completely safe. Government securities are as safe as you can get. But, you can lose money. Please understand this. You are wise not to withdraw your funds from your IRA. The penalties are big and you need the money for retirement anyways. It's a toss up on which is better since both are very safe these days. I will not try to determine what investment is good for you, I will assume that you and your financal planner have determined this. The only other suggestion that I have for you is to get a financial planner that has a CFP (Certified Financial Planner) designation. Get one that is fee-ba [cont.]
Answered by Brian - Tue Oct 7 01:34:17 2008
on class action securities settlements, what is the tax treatment?
Q. I have been awarded $ from a securities complaint vs securities firm. Can this award be posted in Sch D as a gain since the loss was deducted from a securities transaction in SchD?
Asked by davidk12lt - Sat May 13 20:47:38 2006 - - 1 Answers - 0 Comments
A. Recoveries are taxed in the same manner as the item they are intended to replace. Thus, if the award is to compensate you for a decrease in the share price, it would go to Schedule D. If the recovery is to replace lost dividends, the recovery would be taxed as a dividend.
Answered by NotEasilyFooled - Sat May 13 22:02:10 2006
Q. I have been awarded $ from a securities complaint vs securities firm. Can this award be posted in Sch D as a gain since the loss was deducted from a securities transaction in SchD?
Asked by davidk12lt - Sat May 13 20:47:38 2006 - - 1 Answers - 0 Comments
A. Recoveries are taxed in the same manner as the item they are intended to replace. Thus, if the award is to compensate you for a decrease in the share price, it would go to Schedule D. If the recovery is to replace lost dividends, the recovery would be taxed as a dividend.
Answered by NotEasilyFooled - Sat May 13 22:02:10 2006
What is a conservative average interest over long term for fixed-income securities?
Q. What is a conservative average interest over long term for fixed-income securities? I am looking at guaranteed investments that can compete with average home appreachation which is around 5% and naturally that would be tax free
Asked by SEAN W - Sun Jul 18 10:49:52 2010 - - 1 Answers - 0 Comments
Q. What is a conservative average interest over long term for fixed-income securities? I am looking at guaranteed investments that can compete with average home appreachation which is around 5% and naturally that would be tax free
Asked by SEAN W - Sun Jul 18 10:49:52 2010 - - 1 Answers - 0 Comments
The Securities Exchange Commission is an administrative agency. The chief purpose of such agencies is to?
Q. The Securities Exchange Commission is an administrative agency. The chief purpose of such agencies is to a.impose uniform laws on the states. b.perform specific government functions. c.act as liaisons between federal and state governments. d.standardize laws for the executive and judicial branches.
Asked by unknown - Sat Mar 13 04:05:54 2010 - - 1 Answers - 0 Comments
A. B. perform specific government functions. The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws. Though it is the primary overseer and regulator of the U.S. securities markets, the SEC works closely with many other institutions, including Congress, [cont.]
Answered by Tom Z - Sat Mar 13 08:55:57 2010
Q. The Securities Exchange Commission is an administrative agency. The chief purpose of such agencies is to a.impose uniform laws on the states. b.perform specific government functions. c.act as liaisons between federal and state governments. d.standardize laws for the executive and judicial branches.
Asked by unknown - Sat Mar 13 04:05:54 2010 - - 1 Answers - 0 Comments
A. B. perform specific government functions. The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC oversees the key participants in the securities world, including securities exchanges, securities brokers and dealers, investment advisors, and mutual funds. Crucial to the SEC's effectiveness in each of these areas is its enforcement authority. Each year the SEC brings hundreds of civil enforcement actions against individuals and companies for violation of the securities laws. Though it is the primary overseer and regulator of the U.S. securities markets, the SEC works closely with many other institutions, including Congress, [cont.]
Answered by Tom Z - Sat Mar 13 08:55:57 2010
From Yahoo Answer Search: 'securities'
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marketwatch.com
Tue, 31 Aug 2010 14:37:27 GMT+00:00
MarketWatch (press release) It has been alleged that NTRS and certain of its officers and directors violated the Securities Exchange Act of 1934 by issuing materially false and ... Shareholder Alert: The Briscoe Law Firm, PLLC Investigates CVB Financial ... MarketWatch (press release)
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The Fed also knew there would have to be a massive de leveraging a shedding of these bad
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Wed, 25 Aug 2010 17:03:10 GM
Neither individual had previously traded this year in Potash . securities. through his account at Interactive Brokers. The emergency court order obtained late Friday by the SEC on an ex parte basis and unsealed by the court today freezes ...
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